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38 CFR Part 4 — 38 CFR § 4.97

Chronic pleural effusion or fibrosis — VA Diagnostic Code 6845

Respiratory

Diagnostic code

6845

38 CFR § 4.97 places Diagnostic Code 6845 under Restrictive Lung Disease. The code title is “Chronic pleural effusion or fibrosis.” It does not print its own percentages. Diagnostic codes 6840 through 6845 use the General Rating Formula for Restrictive Lung Disease. The schedule does not use the word “pleuritis” in that title. 38 U.S.C. § 1120(b) and VA’s PACT Act page list “Pleuritis.” The public research list points that name at DC 6845. Note (1) under the restrictive formula is a different phrase: pleurisy with empyema.

Reviewed 2026-10-05. Text checked against the eCFR versioner full-text XML for 2026-10-01 on 2026-10-05. Title 38 was up to date as of 2026-10-01 and last amended on 2026-08-27. The § 4.97 source note prints 61 FR 46728, Sept. 5, 1996, as amended at 71 FR 28586, May 17, 2006. The versioner content versions for § 4.97 list a substantive amendment date of 2016-12-14. The § 4.96 source note prints 34 FR 5062, Mar. 11, 1969, as amended at 61 FR 46727, Sept. 5, 1996; 71 FR 52459, Sept. 6, 2006.

The rating criteria at each level

General Rating Formula for Restrictive Lung Disease (diagnostic codes 6840 through 6845)

Rating %: 100

Criteria (verbatim). FEV-1 less than 40 percent of predicted value, or; the ratio of Forced Expiratory Volume in one second to Forced Vital Capacity (FEV-1/FVC) less than 40 percent, or; Diffusion Capacity of the Lung for Carbon Monoxide by the Single Breath Method (DLCO (SB)) less than 40-percent predicted, or; maximum exercise capacity less than 15 ml/kg/min oxygen consumption (with cardiac or respiratory limitation), or; cor pulmonale (right heart failure), or; right ventricular hypertrophy, or; pulmonary hypertension (shown by Echo or cardiac catheterization), or; episode(s) of acute respiratory failure, or; requires outpatient oxygen therapy

Rating %: 60

Criteria (verbatim). FEV-1 of 40- to 55-percent predicted, or; FEV-1/FVC of 40 to 55 percent, or; DLCO (SB) of 40- to 55-percent predicted, or; maximum oxygen consumption of 15 to 20 ml/kg/min (with cardiorespiratory limit)

Rating %: 30

Criteria (verbatim). FEV-1 of 56- to 70-percent predicted, or; FEV-1/FVC of 56 to 70 percent, or; DLCO (SB) 56- to 65-percent predicted

Rating %: 10

Criteria (verbatim). FEV-1 of 71- to 80-percent predicted, or; FEV-1/FVC of 71 to 80 percent, or; DLCO (SB) 66- to 80-percent predicted

Or rate primary disorder.

Note (1): A 100-percent rating shall be assigned for pleurisy with empyema, with or without pleurocutaneous fistula, until resolved.

Note (2): Following episodes of total spontaneous pneumothorax, a rating of 100 percent shall be assigned as of the date of hospital admission and shall continue for three months from the first day of the month after hospital discharge.

Note (3): Gunshot wounds of the pleural cavity with bullet or missile retained in lung, pain or discomfort on exertion, or with scattered rales or some limitation of excursion of diaphragm or of lower chest expansion shall be rated at least 20-percent disabling. Disabling injuries of shoulder girdle muscles (Groups I to IV) shall be separately rated and combined with ratings for respiratory involvement. Involvement of Muscle Group XXI (DC 5321), however, will not be separately rated.

The formula’s 100 percent line matches the DC 6600 line, including the absence of a final period. DC 6603 and DC 6604 add that period. The formula then says “Or rate primary disorder.”

38 CFR § 4.31 (Zero percent evaluations) says: “In every instance where the schedule does not provide a zero percent evaluation for a diagnostic code, a zero percent evaluation shall be assigned when the requirements for a compensable evaluation are not met.”

38 CFR § 4.96(d) applies to diagnostic codes 6600, 6603, 6604, 6825-6833, and 6840-6845. Paragraph (d)(1) says pulmonary function tests (PFT's) are required to evaluate these conditions except: (i) when the results of a maximum exercise capacity test are of record and are 20 ml/kg/min or less (if a maximum exercise capacity test is not of record, evaluate based on alternative criteria); (ii) when pulmonary hypertension (documented by an echocardiogram or cardiac catheterization), cor pulmonale, or right ventricular hypertrophy has been diagnosed; (iii) when there have been one or more episodes of acute respiratory failure; or (iv) when outpatient oxygen therapy is required. Paragraph (d)(2) says that if the DLCO (SB) test is not of record, evaluate based on alternative criteria as long as the examiner states why the test would not be useful or valid in a particular case. Paragraph (d)(3) says that when the PFT's are not consistent with clinical findings, evaluate based on the PFT's unless the examiner states why they are not a valid indication of respiratory functional impairment in a particular case. Paragraph (d)(4) says post-bronchodilator studies are required when PFT's are done for disability evaluation purposes except when the results of pre-bronchodilator pulmonary function tests are normal or when the examiner determines that post-bronchodilator studies should not be done and states why. Paragraph (d)(5) says that when evaluating based on PFT's, use post-bronchodilator results unless the post-bronchodilator results were poorer than the pre-bronchodilator results, in which case use the pre-bronchodilator values. Paragraph (d)(6) says that when different PFT's would produce different evaluation levels, use the test result that the examiner states most accurately reflects the level of disability. Paragraph (d)(7) says: if the FEV-1 and the FVC are both greater than 100 percent, do not assign a compensable evaluation based on a decreased FEV-1/FVC ratio.

Source: 38 CFR § 4.97, General Rating Formula for Restrictive Lung Disease and Diagnostic Code 6845, eCFR full-text XML for 2026-10-01.

What the words mean in your records

Pleuritis, pleural effusion, and pleurisy with empyema

DC 6845’s title is chronic pleural effusion or fibrosis. The statute and the VA PACT Act page say pleuritis. Note (1) assigns 100 percent for pleurisy with empyema, with or without pleurocutaneous fistula, until resolved. Those are three different phrases in the sources. This page does not treat them as the same sentence.

FEV-1, FEV-1/FVC, and DLCO (SB)

The lines use those abbreviations. Section 4.97 spells out Forced Expiratory Volume in one second, Forced Vital Capacity, and Diffusion Capacity of the Lung for Carbon Monoxide by the Single Breath Method on the 100 percent line. Later lines use the short forms. The 60 percent line says “DLCO (SB) of 40- to 55-percent predicted.” The 30 and 10 percent lines omit the word “of” before the DLCO range.

15 ml/kg/min and 20 ml/kg/min

The 100 percent line uses maximum exercise capacity less than 15 ml/kg/min oxygen consumption (with cardiac or respiratory limitation). The 60 percent line uses maximum oxygen consumption of 15 to 20 ml/kg/min (with cardiorespiratory limit). Section 4.96(d)(1)(i) is a different sentence: PFT's are not required when a maximum exercise capacity test of record is 20 ml/kg/min or less. If that test is not of record, the same paragraph says to evaluate based on alternative criteria.

Post-bronchodilator results

38 CFR § 4.96(d) applies to diagnostic codes 6600, 6603, 6604, 6825-6833, and 6840-6845. Paragraph (d)(1) says pulmonary function tests (PFT's) are required to evaluate these conditions except: (i) when the results of a maximum exercise capacity test are of record and are 20 ml/kg/min or less (if a maximum exercise capacity test is not of record, evaluate based on alternative criteria); (ii) when pulmonary hypertension (documented by an echocardiogram or cardiac catheterization), cor pulmonale, or right ventricular hypertrophy has been diagnosed; (iii) when there have been one or more episodes of acute respiratory failure; or (iv) when outpatient oxygen therapy is required. Paragraph (d)(2) says that if the DLCO (SB) test is not of record, evaluate based on alternative criteria as long as the examiner states why the test would not be useful or valid in a particular case. Paragraph (d)(3) says that when the PFT's are not consistent with clinical findings, evaluate based on the PFT's unless the examiner states why they are not a valid indication of respiratory functional impairment in a particular case. Paragraph (d)(4) says post-bronchodilator studies are required when PFT's are done for disability evaluation purposes except when the results of pre-bronchodilator pulmonary function tests are normal or when the examiner determines that post-bronchodilator studies should not be done and states why. Paragraph (d)(5) says that when evaluating based on PFT's, use post-bronchodilator results unless the post-bronchodilator results were poorer than the pre-bronchodilator results, in which case use the pre-bronchodilator values. Paragraph (d)(6) says that when different PFT's would produce different evaluation levels, use the test result that the examiner states most accurately reflects the level of disability. Paragraph (d)(7) says: if the FEV-1 and the FVC are both greater than 100 percent, do not assign a compensable evaluation based on a decreased FEV-1/FVC ratio.

When two lines are close

38 CFR § 4.7 (Higher of two evaluations) assigns the higher rating when the disability picture more nearly approximates the criteria required for that rating. Otherwise, the lower rating will be assigned. 38 CFR § 4.6 (Evaluation of evidence) requires each element affecting the evidence to be studied so that decisions will be equitable and just.

Evidence that speaks to each level

100

What the rater needs to see. Any one alternative on the 100 line: FEV-1 less than 40 percent of predicted value; FEV-1/FVC less than 40 percent; DLCO (SB) less than 40-percent predicted; maximum exercise capacity less than 15 ml/kg/min oxygen consumption (with cardiac or respiratory limitation); cor pulmonale (right heart failure); right ventricular hypertrophy; pulmonary hypertension shown by Echo or cardiac catheterization; episode(s) of acute respiratory failure; or outpatient oxygen therapy.

Where that usually lives. The pulmonary function report, the exercise test, the echocardiogram or catheterization, or the treatment note that records oxygen or acute respiratory failure.

60

What the rater needs to see. FEV-1 of 40- to 55-percent predicted, or; FEV-1/FVC of 40 to 55 percent, or; DLCO (SB) of 40- to 55-percent predicted, or; maximum oxygen consumption of 15 to 20 ml/kg/min (with cardiorespiratory limit).

Where that usually lives. The pulmonary function test report. Section 4.96(d)(5) says to use post-bronchodilator results unless those results were poorer than the pre-bronchodilator results.

30

What the rater needs to see. FEV-1 of 56- to 70-percent predicted, or; FEV-1/FVC of 56 to 70 percent, or; DLCO (SB) 56- to 65-percent predicted.

Where that usually lives. The pulmonary function test report. Section 4.96(d)(5) says to use post-bronchodilator results unless those results were poorer than the pre-bronchodilator results.

10

What the rater needs to see. FEV-1 of 71- to 80-percent predicted, or; FEV-1/FVC of 71 to 80 percent, or; DLCO (SB) 66- to 80-percent predicted.

Where that usually lives. The pulmonary function test report. Section 4.96(d)(5) says to use post-bronchodilator results unless those results were poorer than the pre-bronchodilator results.

VA’s public DBQ list, checked October 5, 2026, names “Respiratory Conditions (other than tuberculosis and sleep apnea)” under Respiratory. The file is Respiratory Conditions (other than tuberculosis and sleep apnea). Sleep apnea is a separate public form and a separate code, DC 6847. Note (1) also requires the record of pleurisy with empyema, and whether a pleurocutaneous fistula is present, when that note is the line being considered.

The exam form

The public respiratory form records the spirometry and the other alternatives on the formula. Notes (1) through (3) look to empyema, fistula, spontaneous pneumothorax dates, and retained missile or chest-wall findings when those notes apply.

Diaphragm paralysis or paresis is DC 6840. It uses this same formula.

Related codes and how they interact

The restrictive formula and the obstructive codes

The formula caption names diagnostic codes 6840 through 6845. DC 6845 is chronic pleural effusion or fibrosis.

DC 6600 prints the same 100, 60, 30, and 10 measurement lines under chronic bronchitis. Section 4.96(a) says those ratings will not be combined with a rating under DC 6845.

38 CFR § 4.96(a) says ratings under diagnostic codes 6600 through 6817 and 6822 through 6847 will not be combined with each other. A single rating will be assigned under the diagnostic code which reflects the predominant disability, with elevation to the next higher evaluation where the severity of the overall disability warrants such elevation. In cases protected by Pub. L. 90-493, the graduated ratings of 50 and 30 percent for inactive tuberculosis will not be elevated.

Secondary conditions and presumptions

The herbicide-agent list in 38 CFR § 3.309(e) does not name chronic pleural effusion or fibrosis. 38 CFR § 3.320(a)(2) lists asthma, rhinitis, and sinusitis, to include rhinosinusitis. Paragraph (a)(3) lists nine rare cancers of the larynx, trachea, or lung. Neither paragraph names chronic pleural effusion or fibrosis. 38 U.S.C. § 1120(b), read on the Legal Information Institute page on 2026-10-05, lists “Pleuritis” among the diseases specified for the presumption of service connection for certain diseases associated with exposure to burn pits and other toxins. Subsection (a) says a disease specified in subsection (b), becoming manifest in a covered veteran, shall be considered to have been incurred in or aggravated during active service, notwithstanding that there is no record of evidence of such disease during that service, for the purposes of section 1110 and subject to section 1113. Subsection (c) defines covered veteran by reference to section 1119(c). VA’s PACT Act page, read the same day, lists “Pleuritis” under “These illnesses are now presumptive” for Gulf War era and post-9/11 Veterans, and it prints the locations and dates for a presumption of exposure. This page does not restate that location list.

Section 3.309(e) does not name pleuritis, pleurisy, or pleural effusion. Section 3.320 does not name them either.

A secondary question that those sections do not decide is a medical question on the facts under 38 CFR § 3.310. Paragraph (a) covers disability proximately due to or the result of a service-connected disease or injury. Paragraph (b) covers increase in severity and requires a medical baseline.

Short answers

What is the VA rating for DC 6845?

Under 38 CFR § 4.97, DC 6845 uses the General Rating Formula for Restrictive Lung Disease: 100, 60, 30, and 10, or rate the primary disorder. Note (1) is a separate 100 percent for pleurisy with empyema until resolved. Education only. VA decides on the evidence.

What does Note (2) say about pneumothorax?

Following episodes of total spontaneous pneumothorax, a rating of 100 percent shall be assigned as of the date of hospital admission and shall continue for three months from the first day of the month after hospital discharge.

FAQ

How does VA rate chronic pleural effusion or fibrosis under DC 6845?

DC 6845 uses the General Rating Formula for Restrictive Lung Disease. The measurement lines are 100, 60, 30, and 10. The schedule also says “Or rate primary disorder.” Note (1) assigns 100 percent for pleurisy with empyema, with or without pleurocutaneous fistula, until resolved. Education only.

Is pleuritis the title of DC 6845?

No. The schedule title is “Chronic pleural effusion or fibrosis.” Pleuritis is the word in 38 U.S.C. § 1120(b) and on VA’s PACT Act page. Note (1) uses “pleurisy with empyema.”

Does the herbicide list name pleuritis?

No. Section 3.309(e) does not name pleuritis, pleurisy, or chronic pleural effusion or fibrosis.

Next steps

Education only. Not legal or medical advice. My Claim Packet is not a VA-accredited representative and does not file claims. VA decides every claim on its own evidence.

Other codes in this body system

Nearby catalog entries in Respiratory, ordered by diagnostic code number. All Respiratory codes

Also: DC code lookup (tools) lists the same index in a compact layout.

Source: 38 CFR Part 4, Diagnostic Code 6845 • va.gov

⚠️ Important Disclaimer

This page provides general educational information based on public VA regulations and VA.gov resources. It is not legal or medical advice, and My Claim Packet is not a VA-accredited representative. Any worksheets or draft documents produced by the tools must be reviewed for accuracy and are not filed with VA for you. Ratings and service connection are decided case-by-case from the individual record. Consult a VA-accredited VSO, claims agent, attorney, or qualified clinician for help with your situation, and verify current rules using the linked official source.

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